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Table 3 Data extraction table

From: Using normalisation process theory for intervention development, implementation and refinement in musculoskeletal and orthopaedic interventions: a qualitative systematic review

Authors

Year of study

Study type

Population/study setting/condition

Intervention

Use of NPT

Insight generated in the use of NPT

Author (of the included study) critique of NPT

Drew et al. [42]

2015

Qualitative, semi-structured interviews

Population the intervention targets: no specific population described other than ‘hip fracture patients’

Setting: Secondary care, UK (11 hospitals)

Condition: hip fractures

Secondary fracture prevention service

Implementation

Authors describe the aim of using extended NPT is to ‘Understand how and why secondary fracture prevention services can be implemented in secondary care’

Extended NPT was described to be used to support the development of the topic guide and analysis of the interview data (codes transposed onto the four constructs)

Four constructs of Extended NPT:

(1) Capacity

(2) Potential

(3) Capability

(4) Contribution

No insight gained into the use of extended NPT. The authors only related the interview data to each of the four constructs

3 challenges in the application of extended NPT are described:

1) The overlapping nature of the constructs meaning that data could be coded into more than one construct

2) Being certain that data was categorised into the ‘correct’ construct

3) Potential for tension with undertaking an abductive analysis whilst ensuring data are not forced into pre-defined constructs

Foster et al. [43] and Saunders et al. (1) [44]

2020

Foster et al.—RCT with nested qualitative study

Saunders et al.—qualitative, semi-structured interview data presented from Foster et al., RCT

Population the intervention targets: individuals with sciatica. RCT population: mean age 52.1 years, n = 476 (50% female)

Setting: primary care, community physiotherapy and spinal interface services between primary and secondary care, UK

Condition: Sciatica

Stratified care approach for sciatica (combines information on the risk of persistent disability with information about sciatica clinical severity)

Implementation

NPT used alongside the ‘boundary objects concepts’ to guide qualitative study (the influence of both theoretical frameworks was clearly explained)

The concept of ‘coherence’ was used as a lens to interpret the interview findings. Themes were described to be mapped onto this construct

Only ‘coherence’ construct used. No new insight gained into this construct

The authors report that the use of NPT (and boundary objects concepts) enabled the team to develop a more robust understanding of the identified issues

Gilbert et al. (1) [45]

2018

Qualitative, semi-structured interviews

Population the intervention targets: patients aged over 18

Setting: Tertiary orthopaedic hospital, UK

Condition: Shoulder pain/dysfunction

Multiple Joint (MUJO) system (rehabilitation device)

Implementation

NPT was used to explore the underlying reasons behind the MUJO System’s acceptability

The interview schedule was described to be developed in ‘accordance with NPT’

A Direct Content Analysis was undertaken to organise the qualitative data against the NPT constructs

Four constructs used (extended NPT):

(1) Capacity

(2) Potential

(3) Capability

(4) Contribution

No insight gained into construct use

Nil

Gilbert et al. (2) [46]

2019

Qualitative, semi-structured interviews

Population the intervention targets: patients over 18, attending the hospital for shoulder rehabilitation for shoulder instability

Setting: Tertiary orthopaedic hospital, UK

Condition: Atraumatic shoulder instability

Videoconferencing

Implementation

The interview structure was based on the constructs of NPT

A directed content analysis was undertaken analysing the factors in accord with NPT

Coding of data was undertaken using a previously published NPT coding framework

Four constructs used (extended NPT):

(1) Capacity

(2) Potential

(3) Capability

(4) Contribution

No insight gained into construct use

The authors state that ‘the use of supplementary theoretical models or a combination of open and directed content analysis might have gleaned additional data which could have informed the results’; however, no direct critique of NPT was offered

Gilbert et al. (3) [47]

2022

Qualitative, semi-structured interviews

Population the intervention targets: patients over age 18 years, attending the specialist orthopaedic hospital for physiotherapy or occupational therapy for an orthopaedic/musculoskeletal condition

Setting: Tertiary orthopaedic hospital, UK

Condition: Any orthopaedic/musculoskeletal condition

Virtual consultations (VC)

Implementation

NPT used to underpin the line of enquiry into the implementation of VC. Preference theory also used but the use of NPT is clearly explained

The interview schedule and coding frame was developed based on NPT

Four concepts used:

(1) Coherence

(2) Cognitive participation

(3) Collective action

(4) Reflexive monitoring

The authors state that ‘the use of normalisation process theory provided focused attention towards key implementation factors that feed into the formation of preference’. No other critique of the theory itself was offered

Hay et al. [48] and Ong et al. [49]

2018

2014

Hay et al.—mixed methods study

NPT used in workstream 2: qualitative evaluation—observations and interviews

Ong et al.—description of the conceptual underpinning of the approach in the MOSAIC study (commentary)

Population the intervention targets: ≥ 45 years old

Setting: primary care, UK

Condition: osteoarthritis

Model osteoarthritis consultation (MOSAIC)

Implementation

The authors describe the use of NPT in 2 ways:

1) To provide a structure to identify factors facilitating implementation and overcoming barriers to delivering the intervention

2) To provide a framework for analysing and evaluating the process of intervention implementation

a. Coherence construct used as an ‘organising device’ for group interviews with GPs and nurses who had undertaken intervention training

b. Themes developed from data analysis were compared to the NPT construct of coherence

Although NPT is referenced to be used with all four constructs described, in the paper by Ong et al., the construct of 'coherence' is the only one mentioned

Nil

Judge et al. [50]

2016

Mixed methods study

NPT used in Objective 2—Qualitative, semi-structured interviews

Population the intervention targets: ' hip fracture patients', no specific age given

Setting: Secondary care (11 hospitals), UK

Condition: hip fracture

Secondary fracture prevention service

Implementation

The authors describe to have used extended NPT in 2 ways:

1) Interview topic guide based on four core elements

2) Codes from interview data were transposed onto the four constructs

Four constructs used (extended NPT):

(1) Capacity

(2) Potential

(3) Capability

(4) Contribution

No insight gained into construct use

The authors discussed the challenge of analysing data using extended NPT with a concern of coding data into the theories constructs whilst ensuring they are not ‘forced’ into pre-defined categories. They explained to have avoided this problem by performing an initial step of inductive analysis prior to transposing the developed codes into the theory. They explained to feel that this meant any factors that did not ‘fit’ within the theory would have been identified but also felt that the theory was able to account for all of the issues relating to service implementation

Peng et al. [51]

2020

Process evaluation—qualitative, semi-structured interviews and observations

Population the intervention targets: ‘older hip fracture patients’, no specific age given

Setting: Orthopaedic hospital, China

Condition: hip fracture

Multidisciplinary co-management programme

Implementation

The authors describe to have used NPT in 2 ways:

1) Interview guide based on NPT

2) Key themes were mapped onto the NPT constructs

Four concepts used:

(1) Coherence

(2) Cognitive participation

(3) Collective action

(4) Reflexive monitoring

The authors describe to have found the use of NPT helpful in systematically identifying barriers to implementation which allowed for consistent responses to be collected across interviews

Sanders, Foster and Ong [52]

2011

Qualitative, semi-structured interviews

Population the intervention targets: ‘back pain patients’

Setting: Primary care, UK

Condition: back pain

Subgrouping tool

Implementation

The authors describe the use of NPT in 3 ways:

1) Semi-structured interviews 'organised' around the 4 NPT dimensions

2) NPT used as a guiding theoretical framework for emerging themes and concepts

3) Key themes from the analysis of second stage interviews were mapped onto the 'coherence' construct

All four concepts were described to be used, with a focus on the concept of ‘coherence’. No insight generated into NPT use

The authors state to have found very little evidence that the constructs of collective action, cognitive participation and reflexive monitoring accurately reflected the behaviours and attitudes of their study population (GPs)

Saunders et al. (2) [53]

2022

Qualitative, semi-structured interviews and focus groups

Population the intervention targets: no clear description other than ‘employed patients consulting an FCP with MSK pain’

Setting: Primary care

Condition: MSK pain

Vocational advice

Implementation

1) Mapping interview themes onto the four components (themes were then explored in relation to how well they ‘fit’ the four NPT components)

Four concepts used:

(1) Coherence

(2) Cognitive participation

(3) Collective action

(4) Reflexive monitoring

The authors describe the use of NPT to enable them to develop a more robust understanding of the implementation potential. Further, a strong level of ‘fit’ was described between the authors’ themes and the NPT components (i.e. none of the findings fell outside of the parameters of NPT, and the identified themes could be usefully explained through the lens of NPT)

Wylde et al. [54]

2018

Mixed methods study

NPT used in stage 4—online questionnaire

Population the intervention targets: people with chronic knee pain after total knee replacement

Setting: Secondary, UK

Condition: Total knee replacement

Assessment clinic—STAR care pathway

Implementation

1) NoMAD instrument used to measure implementation processes from the perspectives of stakeholders

NoMAD instrument used (23-item instrument with 20 core construct items that reflect the four core constructs of NPT)

Nil

Volkmer et al. [55]

2021

Qualitative, semi-structured interviews

Population the intervention targets: postoperative hip fracture patients

Setting: Secondary care, UK

Condition: Hip fracture

Postoperative physiotherapy

Implementation

1) NPT drawn upon to aid interpretation of interview findings (themes)

Four concepts used:

(1) Coherence

(2) Cognitive participation

(3) Collective action

(4) Reflexive monitoring

Nil